Special Licence Application

Special Licence Application

Preparing an application for a special licence is a detailed and intricate process. More importantly, this is the beginning of your relationship with the regulator and it establishes your business as a credible and competent market participant.

  • We prepare your application for the special licence and ensure that your business is presented to the relevant regulatory authority accurately.
  • Our applications are always tailored to our clients and the specifics of their business.
  • We also offer ongoing support, as well as post-licensing assistance with ongoing compliance obligations, such as:
    • Implementing and managing your ongoing monitoring of the requirements linked to your licence.
    • Developing and implementing a framework to assess the adequacy and effectiveness of your policies, procedures, and systems and controls.
    • Independent compliance testing.
    • Preparing for regulatory visits.
    • Delivering ongoing risk, compliance, and regulatory training to your staff, management, and directors.
    • Helping you stay up to date with legislative changes, regulatory updates and news.
    • On-site compliance assistance.
    • Ad-hoc support and guidance.